The product founders, Dave and Radhi Banerjee have over 33 years of hands on operations and compliance function experience in assisting over 300 broker dealers and advisers from inception, registration, operations, management and licensing. Both have MBA from Thunderbird Graduate School. Dave Banerjee has an engineering Bachelor of Technology degree from the Indian Institute of Technology.
Dave Banerjee CPA is co-founder and CEO of RND Resources, Inc. Under Dave’s leadership RND Resources provides customized compliance consulting, risk assessments, exam and review services, outsourced FinOp & CCO, new member registration and accounting to securities firms through out the United States.
Dave has expertise providing compliance, audit, and tax planning to services for the following securities industry business models; broker-dealer, registered investment adviser, hedge fund, commodity trading adviser, commodity pool operator, futures commission merchant, bank, wealth manager, insurance company, and more.
Dave Banerjee is also a well-known speaker on compliance topics and emerging trends in the financial services industry. He regularly participates in industry training events, conferences, seminars, webinars, on-site training, and compliance round-table meetings by providing topic presentations, analysis of regulatory trends, and discussion in best practices. He is always happy to answer a few questions for securities firms and enjoys networking opportunities.